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Global Investor Magazine

North America

  • February

    RBC announces Bateman successor 04 February 2016

    D’Eramo to take over as global head of securities finance

  • UBS launches eight new ETFs 03 February 2016

    GBP-hedged funds intended to fill factor investment gap

  • Beneficial Owners Survey 2016: RESULTS 03 February 2016

    The winners of the Global Investor/ISF beneficial owners survey 2016, supported by DataLend, have been announced…

  • January

    RBC debuts four new ETFs 25 January 2016

    Three new equity funds and one bond fund listed in Toronto

  • Nancy Allen appointed as DataLend product owner 12 January 2016

    EquiLend has appointed Nancy Allen as product owner of its securities finance market data division, DataLend, effective immediately.

  • Gerchen Keller makes five new senior appoiuntments 07 January 2016

    US-based litigation fund manager Gerchen Keller Capital has hired Andrew Langhoff and Katharine Wolanyk as principals.

  • Legg Mason enters ETF space 07 January 2016

    Legg Mason has launched four new ETFs that will be managed by the firm's quantitative affiliate QS Investors.

  • Quinn joins AIM 07 January 2016

    Ryan Quinn has joined New York-based Alternative Investment Management as a managing director.

  • SEC fines JPMS over marketing claims 07 January 2016

    The Securities and Exchange Commission has fined JP Morgan Securities (JPMS) $4m over charges that the firm misled customers about how its brokers were compensated in its private banking operations between 2009-12.

  • New head of research at Bulltick 06 January 2016

    Kathryn Rooney Vera has been promoted to head of research at Miami-based securities brokerage Bulltick Capital Markets, replacing Alberto Bernal who has joined XP Securities as chief of strategy.

  • Securities America hires new recruiter 05 January 2016

    Securities America has appointed Bonnie Reed to its branch office development recruiting team.

  • Ipes and KPMG to extend Fatca collaboration 05 January 2016

    As US and UK investors ready themselves for the first Foreign Account Tax Compliance Act (Fatca) reporting deadline in May and June respectively, Ipes and KPMG have announced plans to extend their collaborative Fatca services to client due diligence, investor relations and potentially some tax information reporting.

  • Lazard launches new US alternative fund 05 January 2016

    Lazard Asset Management (LAM) has launched the Lazard US Fundamental Alternative Fund - a UCITS compliant liquid and diversified portfolio largely focused on US securities.

  • Pettit moves to Deutsche securities lending 05 January 2016

    Andrew Pettit has joined Deutsche Bank agency securities lending in New York as a director.

  • Chips with everything 04 January 2016

    Tighter regulation means higher transaction costs. That is the key driver behind rising fintech spend – offset those higher costs with more automation. But is the lack of standardisation across new fintech providers creating problems for the future and where is fintech application going to have the greatest and least effect on costs? By Andrew Maloney