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FCA hires two senior advisers 23 Apr 2014
The UK Financial Conduct Authority (FCA) has appointed David Saunders and Gunner Burkhart as senior advisers. Formerly ...
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FCA releases guidance on pension changes 09 Apr 2014
The UK Financial Conduct Authority (FCA) has released guidance for firms following the recently-announced changes to UK pension legislation. ...
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Investigations soar under new FCA 24 Mar 2014
The UK's new financial services watchdog, the Financial Conduct Authority (FCA), is on track to open at least 50% more investigations in its first ...
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SL-x Trading gets FCA approval 24 Mar 2014
The UK Financial Conduct Authority (FCA) has approved an application by SL-x Trading Europe to start operating as a multilateral trading facility ...
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FCA fines State Street for TM failings 03 Feb 2014
The Financial Conduct Authority (FCA) found that between June 2010 and September 2011 the bank's transition management business ...
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FCA: Transition managers need to step up 10 Feb 2014
... The FCA said that transition management is an important business as it enables asset owners to move investment portfolios between different ...
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FCA hires James Kelly 07 Feb 2014
The UK Financial Conduct Authority (FCA) has hired James Kelly an adviser in its wholesale banking and investment management division within ...
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FCA approves new Libor administrator 17 Jan 2014
ICE Benchmark Administration to improve oversight of London's interbank interest rate.
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NAPF urges clampdown on dealing commission 26 Feb 2014
... called for more transparency on the use of dealing commissions to buy research following a consultation by the Financial Conduct Authority (FCA). ...
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Firms advised to consider exit plans 12 Feb 2014
... of the OWG, asset managers, consultants and service providers as well as representatives from the Financial Conduct Authority (FCA) convened to ...
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