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GF International AM gains FCA approval for European ... 19 Oct 2015
GF International Asset Management, a subsidiary of China-based GF Fund Management, has obtained license from the FCA to act as an ...
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Poyntz-Wright leaves FCA 24 Sep 2015
The Financial Conduct Authority's (FCA) director of long-term savings and pensions, Nick Poyntz-Wright, has left the regulatory body amidst a ...
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FCA shakes up strategic approach 09 Jun 2015
... excellent reputations for their work in financial services across the globe, and I am delighted they have chosen to bring their experience to the FCA.". ...
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FCA fines Merrill Lynch for reporting failures 24 Apr 2015
Highest fine ever imposed by the FCA for transaction reporting failures at £13.2m. Merrill Lynch International has been fined ...
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FCA fines BNY Mellon for breach of custody rules 17 Apr 2015
The UK Financial Conduct Authority (FCA) has issued a £125m ($188m) fine to BNY Mellon's London branch (BNYMLB) and the Bank of New York ...
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FCA and DWP call for views on transaction cost reporting 02 Mar 2015
The Financial Conduct Authority (FCA) and the Department for Work and Pensions (DWP) have made a joint call for evidence on the disclosure of ...
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Regulators fine Deutsche Bank $2.5bn 24 Apr 2015
... of $800m, the US Department of Justice a penalty of $775m, the New York Department of Financial Services a fine of $600m and the FCA, a $340m ...
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Intesa Sanpaolo to launch UK private bank 29 Oct 2015
... announced it will launch a private baking service in the UK, following regulatory approval from both the Financial Conduct Authority (FCA) and the ...
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FCA fines Deutsche Bank for misreported swaps 11 Aug 2014
The FCA has fined Deutsche Bank's London branch £4.7m ($7.8m) for failing to properly report equity swap contracts for difference (CDFs). ...
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FCA market abuse fines top £340m in 2013 07 Aug 2014
In 2013 the FCA fined firms and individuals a total of £346,373,924 for market abuse related breaches, according to research by Kinetic Partners. ...
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