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Tri-party survey LIVE NOW
31 March 2014
Global Investor/ISF annual tri-party survey goes live on April 1
Global Investor/ISF will launch its annual tri-party
survey on Tuesday April 1. The survey will run until Friday May
For the first time respondents will have the option to
rank tri-party providers for collateral management, in addition
to securities lending and repo as in previous
In the new overall collateral management tri-party
table, each collateral management
respondent’s scores will be averaged to
give a final respondent score. A minimum of 5 responses will
be required to qualify.
Respondents can fill out the survey via the following
There was one overall unweighted table, 17 service category
tables and additionally three regional tables, one repo
respondent table and one securities lending respondent table.
The survey was open to all tri-party clients, including
securities lending as per last year.
The tri-party survey is now open to all tri-party clients. This
year for the first time respondents have the option of ranking
tri-party providers for collateral management, in addition to
securities lending and repo as in previous years.
Respondents are asked to rate their tri-party providers across
a number of service categories, on a scale of 7 to 1, where 7
is excellent and 1 is very poor.
Tri-party providers require a minimum of 10 responses to
qualify in the overall table. You must also qualify in a
minimum of two regions (see regional tables for criteria).
Each respondent’s scores are averaged to give a
final respondent score. If a tri-party provider is rated
multiple times by the same respondent firm in the same country
the ratings will be averaged and will only count as a single
response for the purposes of qualification.
Each of the regions requires a minimum number of
The respondent’s location is used when calculating
the regional tables.
Asia-Pacific: minimum of 5 responses
Emea: minimum of 10 responses
Americas: minimum of 10 responses
Overall repo tri-party table
Each repo respondent’s scores are averaged to give
a final respondent score. A minimum of 5 responses is required
Overall securities lending tri-party table
Each securities lending respondent’s scores are
averaged to give a final respondent score. A minimum of 5
responses is required to qualify.
Overall collateral management tri-party table
Each collateral management respondent’s
scores are averaged to give a final respondent score. A minimum
of 5 responses is required to qualify.
Service category tables
For each provider, all respondent scores in each service
category are averaged to give a single score per service
-Ability to create bespoke schedules
-Ability to manage equities as collateral
-Access to counterparties
-Accuracy of margin calls
-Breadth of market coverage
-Breadth of supported eligibility criteria
-Handling of fails
-Implementation of collateral sets/schedules
-Level of STP offered
-Quality of client service
-Quality of reporting/client interface
-Quality of static data
-Timeliness of margin cells
-Timeliness of settlement